With the proposed Banking Executive Accountability Regime, senior executives will need to ensure reasonable steps are taken to prevent non‐compliance occurring or continuing. Glen Unicomb and André Menezes discuss why it is crucial for financial services licensees to appoint genuinely Independent Experts to provide assurance over the effectiveness of frameworks for detecting and responding to misconduct.
- Forensic & Litigation Consulting
- Financial Institutions
- Business Protection & Risk
- June, 2017